Journal of Financial Regulation and Compliance

Scope & Guideline

Bridging Theory and Practice in Financial Compliance

Introduction

Welcome to the Journal of Financial Regulation and Compliance information hub, where our guidelines provide a wealth of knowledge about the journal’s focus and academic contributions. This page includes an extensive look at the aims and scope of Journal of Financial Regulation and Compliance, highlighting trending and emerging areas of study. We also examine declining topics to offer insight into academic interest shifts. Our curated list of highly cited topics and recent publications is part of our effort to guide scholars, using these guidelines to stay ahead in their research endeavors.
LanguageEnglish
ISSN1358-1988
PublisherEMERALD GROUP PUBLISHING LTD
Support Open AccessNo
CountryUnited Kingdom
TypeJournal
Convergefrom 1996 to 2024
AbbreviationJ FINANC REGUL COMPL / J. Financ. Regul. Compliance
Frequency4 issues/year
Time To First Decision-
Time To Acceptance-
Acceptance Rate-
Home Page-
AddressFloor 5, Northspring 21-23 Wellington Street, Leeds, W YORKSHIRE LS1 4DL, ENGLAND

Aims and Scopes

The Journal of Financial Regulation and Compliance primarily aims to advance the understanding of financial regulatory frameworks and their implications for compliance within various financial institutions. It focuses on the intersection of law, economics, and finance, providing a platform for innovative research that addresses pressing issues in the financial industry.
  1. Regulatory Compliance and Governance:
    The journal emphasizes research on compliance frameworks and governance structures within financial institutions, exploring how these elements affect organizational performance and risk management.
  2. Impact of Regulation on Financial Stability:
    There is a core focus on evaluating how different regulatory measures influence the stability and resilience of financial systems, particularly in the context of crises and market fluctuations.
  3. Financial Inclusion and Technology:
    The journal covers emerging themes related to financial inclusion, particularly the role of technology (FinTech) in enhancing access to financial services for underserved populations.
  4. Risk Management Practices:
    Research addressing risk governance, risk management frameworks, and their effectiveness in mitigating financial risks in banking and finance is a significant area of interest.
  5. Comparative Studies across Regions:
    The journal promotes comparative analyses of financial regulation and compliance practices across different geographical regions, offering insights into how local contexts shape financial outcomes.
  6. Behavioral Finance and Investor Behavior:
    The exploration of investor behavior, especially in relation to regulatory changes and market dynamics, is a recurring theme, providing insights into decision-making processes in finance.
The Journal of Financial Regulation and Compliance is increasingly reflecting contemporary challenges and innovations in the financial sector. Recent publications highlight several trending and emerging themes that are gaining traction among researchers and practitioners.
  1. Digital Finance and Cryptocurrencies:
    There is a growing emphasis on the regulation of digital currencies, including central bank digital currencies (CBDCs) and stablecoins, reflecting the urgent need for frameworks that address these rapidly evolving assets.
  2. Behavioral Insights in Finance:
    Research examining the psychological factors influencing investor behavior and decision-making processes is on the rise, as scholars seek to understand the implications of behavioral finance in regulatory contexts.
  3. Impact of Technology on Compliance:
    The integration of technology in compliance practices, including regulatory technology (RegTech) and supervisory technology (SupTech), is emerging as a critical area of study, focusing on innovations that enhance regulatory effectiveness.
  4. Global Regulatory Comparisons:
    Comparative studies analyzing the effectiveness of financial regulations across different regions are trending, highlighting the need for global cooperation and standardized practices in financial regulation.
  5. Sustainable Finance and ESG Considerations:
    There is an increasing focus on environmental, social, and governance (ESG) factors in financial regulation, reflecting a broader societal demand for sustainable and responsible investment practices.

Declining or Waning

While the Journal of Financial Regulation and Compliance has shown a robust focus on various themes, certain areas appear to be declining in prominence over recent years. These waning themes reflect shifts in the journal's focus and the evolving landscape of financial regulation and compliance.
  1. Traditional Banking Models:
    Research centered on traditional banking models and their regulatory environments is becoming less frequent, possibly due to the rise of digital and decentralized financial systems.
  2. Outdated Regulatory Frameworks:
    There is a noticeable decrease in studies focusing on older regulatory frameworks, as the field shifts towards examining contemporary issues like cryptocurrency regulation and digital finance.
  3. Sector-Specific Regulations:
    Studies that concentrate solely on sector-specific regulations without considering broader financial ecosystem impacts are waning, indicating a move towards more integrated analyses.
  4. Static Risk Assessments:
    The journal has shown a decline in papers that present static assessments of financial risks without incorporating dynamic elements, such as behavioral factors or market volatility.
  5. Historical Analysis of Financial Crises:
    Research focused on historical analyses of past financial crises without actionable insights for current regulatory practices is becoming less prevalent, as the emphasis shifts to forward-looking frameworks.

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